” We work in lean and manageable teams that bring solutions and ideas into the company.
Everyone benefits from this – employees, companies and customers.”
Are you looking for a compliance service provider with a focus on financial and non-financial companies? Then S+P Compliance Services is the right address for you.
S+P has been working for financial and non-financial companies for over 11 years. You will find our offices in Munich, Hanover, Vienna and London. We have a strong network of experienced consultants, compliance officers and experts who work together in partnership and trust across national borders.
All colleagues have learned their business from scratch. They have been working for many years for medium-sized companies in the automotive, construction, service, retail and wholesale, energy supply, healthcare, IT and semiconductor manufacturing, real estate, mechanical engineering and commercial vehicle industries.
In the financial sector, we serve banks and savings banks, factoring and leasing companies, financial service providers, insurance companies and institutional investors.
We provide outsourcing solutions for the commissioner system. We accomplish the following tasks for the establishment of an audit-proof system of authorized representatives:
The Whistleblowing Directive (EU DIRECTIVE – 2019/1937 EU of October 23, 2019) established minimum requirements for the protection of persons reporting breaches of Union law. The EU Whistleblowing Directive requires transposition into national law no later than 17/12/2021 or 17/12/2023.
Obligated parties have the duty to determine whether the contractual partner or the beneficial owner is a PeP by means of appropriate, risk-oriented procedures.
The duty of due diligence in connection with PeP pursuant to Section 10 (1) No. 4 AMLA applies, on the one hand, when a business relationship is established (cf. Section 10 (3) No. 1 AMLA). The point in time of the obligation to check the PeP status of the customer is here the customer acceptance process or before the opening of the possibility of disposal for the customer.
Damit es für Sie keine Probleme macht diese oder weitere Gesetzmäßigkeiten einzuhalten bietet S+amp;P ein Compliance Monitoring an, welches unter anderem folgende Services beinhaltet:
We will be glad to advise you on your concerns and questions about compliance and our services!