Compliance in the company

In this seminar, you will learn how to control and monitor compliance in your company. You will be taught by experts who have years of experience in the field. With their help, you will be able to develop and implement a compliance management system that is tailored to your company’s needs.

B01 Compliance in the company

Compliance in the company

For Managing directors + board members + supervisory board members, authorised signatories, authorised representatives + managers, Compliance officers + employees of compliance and legal departments

805,-€

Plus 19% VAT.
  • With the seminar, you will receive your certificate as proof of your expertise

  • Actively manage compliance manage

  • Duties as managing director and as authorised signatory actively control

  • What is important in the managing director contract and and the authorised signatory contract?

Save the Dates

Programm

  • 9.15 am – 1.00 pm

    Compliance update for managing directors and authorised signatories


    Wirecard, VW & Co. – benchmark for all?


    Setting up and activating the compliance organisation


    • Responsibility for compliance: liability as guarantor
    • New obligations under the FISG: risk management + internal control system
    • Tax compliance: Knowing and specifically controlling due diligence obligations
    • New liability risks: Money laundering prevention, transparency register and data protection

    Actively manage compliance risks


    Code of Conduct: Core values and management culture in the focus of compliance


    Accountability principle: New duties for employees

    • Gifts and invitations: What am I allowed to offer? What may I accept?
    • Corruption at home and abroad: Kick-back payments, cooperation and bonus schemes


S+P Tool Box

  • S+P Test: Evaluate your compliance management system
  • Code of Conduct and Compliance Guidelines for Distribution
  • S+P Check: Regularity of corporate governance
  • Sample: Employment contract for managing directors and authorised signatories
  • 2.00 pm – 5.00 pm

    Actively manage duties as managing director and as authorised signatory


    What liability claims can be made against managing directors and authorised signatories? Be asserted against managing directors and authorised signatories?

    • Main duties under control: capital maintenance, accounting & Co.
    • Minimum control duties as managing director and authorised signatory
    • Actively limiting criminal law risks as managing director and authorised signatory

    What is important in the managing director contract and the authorised signatory contract?


    What do managing directors and authorised signatories need to know about their own employment contract?


    What regulations must I pay attention to as a managing director and authorised signatory?

    • What powers may managing directors, authorised signatories and authorised representatives?
    • Individual and joint procuration, real and “unreal” procuration
    • Liability trap: dismissal of the managing director and the authorised signatory
Supervisery Board Financial Companys
Supervisery Board Financial Companys