Update Seminar
for Compliance Officers
Target group:
- Managing Director at Financial Companies
- C-level decision-makers
- Compliance Officer and Legal Experts
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Program:
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Compliance Update and Stricter ESA Requirements: Stay up to date with the latest compliance legislation and learn how to effectively adapt your organization to ESA requirements.
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From BAIT principles to DORA regulation: Understand the transition from BAIT to DORA to successfully implement the latest regulatory requirements in your financial organization.
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Corporate Governance, Internal Control System and Compliance: Learn how effective corporate governance strengthens transparency and accountability in your organization. Learn to implement a robust internal control system.
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The S+P Tool Box:
Presentations as PDF: For quick reference and refresh of the seminar content.
Compliance Update and Stricter ESA Requirements:
- Compliance Update Guide: This guide keeps you up to date on the latest changes and tightened requirements from the ESAs.
From BAIT principles to DORA regulation:
- Toolkit for Transitioning from X-AIT Principles to DORA Regulation: Understand the transition from X-AIT to DORA to successfully implement the latest regulatory requirements in your financial organization.
Corporate governance and internal control system:
- Corporate Governance Guide: Learn how effective corporate governance strengthens transparency and accountability in your organization.
- Internal Control and Compliance Toolkit: Learn to implement a robust internal control system.
S+P Case Studies:
- Alpha Bank Case Study: Examines how Alpha Bank successfully implemented the stricter requirements of the ESAs and provides valuable insights for similar cases.
- Case study “Beta Insurance”: Shows the transition from BAIT principles to DORA regulation at Beta Insurance and provides practical insights into the application of the new IT governance regulations.
- Gamma Finance Case Study: Looks at the adoption of forward-thinking compliance techniques at Gamma Finance and shows how the company uses agile techniques to work more efficiently and securely.
Program
Stay up to date with the latest compliance legislation. Our S+P Update Seminar for Compliance Officers provides you with the necessary know-how. You will learn how to effectively implement current compliance updates and stricter requirements of the European Supervisory Authorities (ESA).
Compliance Update and Tightened ESA Requirements:
Stay up to date with the latest compliance legislation and learn how to effectively adapt your organization to the stricter ESA requirements.
From BAIT principles to DORA regulation:
Understand the transition from X-AIT to DORA to successfully implement the latest regulatory requirements in your financial organization.
Corporate governance and compliance:
Learn how effective corporate governance strengthens transparency and accountability in your organization. Learn to implement a robust internal control system.
Our experienced instructors will help you keep track of things in this fast-paced environment. Secure the future of your company with the S+P Compliance Seminar!
Compliance update and stricter ESA requirements
- Guidelines on internal governance at banks and investment firms:
Understand the requirements and put them into practice.
- Sustainability and ESG factors:
Integrate environmental, social, and governance factors into your compliance strategy.
- Non-compliance behavior:
Respond effectively to non-compliance with reporting, investigation, and corrective action.
IT governance: BAIT meets DORA
- IT Governance:
Connect BAIT to DORA and master digital resilience. Learn about new governance regulations and ICT risk management methods.
- Use of ICT services:
Use the information register effectively and understand the new due diligence processes on ICT third-party service providers, especially cloud service providers (CSPs).
Practice-oriented compliance techniques
- Agile techniques and OKRs:
Integrate objectives and key results (OKRs) to set and track measurable goals. Use ChatGPT & AI to efficiently monitor compliance activities and react quickly to changes
- Conflict of interest management and MaRisk-compliant organization:
Use the Business Judgement Rule to make informed decisions and act confidently under uncertainty, supported by AI-powered insights.
Update Seminar for Compliance Officers: Corporate Governance in Transition
Ready to expand your knowledge in the field of corporate governance?
Our seminar offers you practical solutions and promotes your knowledge and competence development in the field of corporate governance. You will learn to integrate current trends and best practices to strengthen your company’s governance structures.
You will learn:
- Sustainability and ESG factors: Integrate environmental, social and governance factors into your governance strategy for long-term value creation and risk management.
- Expansion of Board Competencies: Foster a diverse board composition to drive better decisions and more effective governance.
- Corporate Culture and Ethics: Build a strong, transparent, and ethical company culture to gain trust and mitigate risk.
- Digitisation: Make sure your governance structures are up to the challenges of digitalization, including cybersecurity and data protection.
- Stakeholder engagement and transparency: Communicate openly and transparently with shareholders, employees, customers and society to build trust and meet expectations.
The aim of the seminar is to: Teach you about the latest trends and best practices in corporate governance so you can strengthen your financial organization’s governance structures, improve risk management, and gain stakeholder trust.
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Receive your digital S+P badge & certificate
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With this badge, you can easily and effectively show that you are proactively working on your professional development on digital networks, on your LinkedIn profile or on your CV.
FAQ – What do I need to know?
The aim of the S+P seminars on compliance is to equip compliance officers with a combination of theory and practice in order to fulfil their role effectively. Participants will learn about the regulatory landscape, corporate culture, and compliance processes through case studies and in-depth insights. The S+P Tool Box also provides them with useful tools to complete their tasks safely and efficiently.
To register for an S+P Compliance Seminar, simply visit the S+P website. Select the desired seminar and fill out the online registration form. After you have submitted the form, the S+P team will complete the registration for you.
In addition to avoiding legal sanctions, a good compliance culture strengthens the trust of customers, employees and investors and minimizes financial and reputational risks.
While all industries have compliance requirements, the financial, pharmaceutical, medical device and energy industries in particular are particularly heavily regulated.
It depends on the industry and the specific risks of the company. However, at least once a year is common and recommended.
This refers to the role of the company management, which significantly influences the compliance culture in the company through its behavior and communication.
The S+P Tool Box is an exclusive area designed specifically for compliance success. As a participant in the S+P Seminars Compliance, you will gain access to this valuable resource, which is equipped with a variety of work aids, toolkits, checklists and other specific materials. All of these tools are tailor-made to meet your unique needs.
The advantages of the S+P Tool Box are manifold: It not only offers you comprehensive resources to deepen your knowledge, but also practical tools to apply this knowledge efficiently in practice. Thus, the S+P Tool Box is an indispensable companion for anyone who wants to implement their knowledge of compliance safely and quickly.
