The “MaRisk Compliance” seminar provides an overview of the tasks and duties of the Compliance Officer. The focus is on the practical implementation of agile compliance management. Participants learn how to develop and implement compliance strategies in their own company. The seminar is aimed at compliance officers and other interested parties from banks and savings banks.
For board members and managing directors at banks, financial service providers, FinTechs and employees of compliance and legal departments
With the seminar, you will receive your certificate as proof of your expertise
Agile compliance management in practice
Secure compliance interfaces manage
MaRisk AT 4.4.2: Tasks and duties of the Compliance Officer
Agile compliance management in practice
Requirements of MaRisk as well as the European Banking Supervision for a compliance system:
Reporting Compliance:
Manage compliance interfaces securely
The Three Lines of Defence model:
IT compliance: Regulatory requirements for information security
Data protection compliance:
MaRisk AT 4.4.2: Tasks and duties of the compliance officer
Regulatory Monitoring: ICS and Business Organisation §25a KWG
MaRisk AT 8: What does the compliance officer have to look out for in adjustment processes?
Manage compliance-relevant risks securely with ICS key controls:
Self Assessment § 25d KWG: Are Executive Board and Supervisory Board Compliant?
We need your consent before you can continue on our website. If you are under 16 and wish to give consent to optional services, you must ask your legal guardians for permission. We use cookies and other technologies on our website. Some of them are essential, while others help us to improve this website and your experience. Personal data may be processed (e.g. IP addresses), for example for personalized ads and content or ad and content measurement. You can find more information about the use of your data in our privacy policy. You can revoke or adjust your selection at any time under Settings. Some services process personal data in the USA. With your consent to use these services, you also consent to the processing of your data in the USA pursuant to Art. 49 (1) lit. a GDPR. The ECJ classifies the USA as a country with insufficient data protection according to EU standards. For example, there is a risk that U.S. authorities will process personal data in surveillance programs without any existing possibility of legal action for Europeans.
If you are under 16 and wish to give consent to optional services, you must ask your legal guardians for permission. We use cookies and other technologies on our website. Some of them are essential, while others help us to improve this website and your experience. Personal data may be processed (e.g. IP addresses), for example for personalized ads and content or ad and content measurement. You can find more information about the use of your data in our privacy policy. Some services process personal data in the USA. With your consent to use these services, you also consent to the processing of your data in the USA pursuant to Art. 49 (1) lit. a GDPR. The ECJ classifies the USA as a country with insufficient data protection according to EU standards. For example, there is a risk that U.S. authorities will process personal data in surveillance programs without any existing possibility of legal action for Europeans. Here you will find an overview of all cookies used. You can give your consent to whole categories or display further information and select certain cookies.