Fit and proper for anti money laundering

Fit and proper for anti money laundering 

Target audience:

  • directors
  • managers and money laundering officers in financial and non-financial companies
735,-€

Plus 19% VAT.

  • Fit & Proper with the S+P Certificate of Expertise.

  • Tasks, rights and duties as a money laundering officer

  • Supervisory examinations: New requirements for the
    Money Laundering Prevention in Practice

Program: Fit and proper for anti money laundering 

  • 9.15 am – 1.00 pm

    Tasks, rights and duties as a MLRO


    Limiting liability risks of the MLRO  –
    5 Minimum requirements for internal organisational measures


    A day as a MLRO

    • Activities
    • Control activities
    • Audit-proof documentation of mandatory tasks

    The most important duties of care at a glance:

    • Detection and monitoring of PEPs and SIPs
      (Checking for sanctions, financial and tax offences, terror, corruption and Interpol)
    • Establishment of a scoring system for customer monitoring

S+P Tool Box: Fit and proper for anti money laundering

  • Guidelines for the direct implementation of the new AMLA
  • Sample guideline for the preparation / updating of a risk analysis according to §5 German Anti Money Laundering Law (GwG)
  • 2.00 pm – 5.00 pm

    New requirements for money laundering prevention in practice


    Due diligence and action strategies in the case of

    • unusual,
    • complex and
    • conspicuous

    business relationships or transactions


    Risk management system according to §4 German Anti Money Laundering Act (GwG):

    • Design, structure and content of a risk analysis according to § 5 AMLA
    • Risk factors and risk classification
    • Internal security measures § 6 AMLA

    Suspicious activity reports according to §§ 43,45 AMLA and conduct in case of suspicion

    • Form and content of the SAR
    • Tipping off ban: What obligations apply in practice?
Fit and proper for anti money laundering
Fit and proper for anti money laundering