This seminar will provide you with an overview of the new tasks and risks for the Supervisory Board of a financial company. You will learn about the interface with the commissioner system and how to audit-proof the organisation of your work. This seminar is a must for every member of a Supervisory Board of a financial company.
For supervisory boards, managing directors and board members of financial companies, authorised signatories, compliance officers and internal auditors
With the seminar, you will receive your certificate as proof of your expertise
Rights and duties of the Supervisory Board of a financial company
Interface with the commissioner system: New tasks and risks for the the Supervisory Board
Audit-proof organisation of the Supervisory Board work
Rights and duties of the supervisory board in financial companies
Know the most important tasks from the KWG
Liability trap: material risks and risk decisions that deviate from them
Self-Assessment Supervisory Board and Executive Board
Remuneration systems for managing directors and employees
Interface between the commissioner system: New tasks and risks for the supervisory board
Model of the three lines of defence: Overview of the commissions
When must the supervisory board actively intervene?
Information and control duties of compliance officers:
Implementation of BAIT / KAIT / VAIT / ZAIT:
Tasks of the new commissions at a glance:
Requirements for minimum content and quality of agent reporting
Liability trap: Ad hoc reporting: safe behaviour in the escalation process
Supervisery Board Financial Companys
Audit-proof organisation of the supervisory board’s work
Articles of association and supervisory board regulations: Which control obligations must be observed?
Establish a multi-year risk-oriented monitoring plan:
Ensure the effectiveness of the
Minimum requirements for risk management:
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If you are under 16 and wish to give consent to optional services, you must ask your legal guardians for permission. We use cookies and other technologies on our website. Some of them are essential, while others help us to improve this website and your experience. Personal data may be processed (e.g. IP addresses), for example for personalized ads and content or ad and content measurement. You can find more information about the use of your data in our privacy policy. Some services process personal data in the USA. With your consent to use these services, you also consent to the processing of your data in the USA pursuant to Art. 49 (1) lit. a GDPR. The ECJ classifies the USA as a country with insufficient data protection according to EU standards. For example, there is a risk that U.S. authorities will process personal data in surveillance programs without any existing possibility of legal action for Europeans. Here you will find an overview of all cookies used. You can give your consent to whole categories or display further information and select certain cookies.