HIT THE GROUND RUNNING IN GERMANY – OUTSOURCING WpHG COMPLIANCE OFFICER to Germany
We offer outsourcing solutions for the WpHG compliance officer. We take on the following tasks for the establishment of an audit-proof compliance management:
To ensure sufficient compliance management, the following 15 compliance obligations must be implemented:
We act as Compliance Officers for securities institutions in accordance with the WpIG (IFR/IFD).
Identification of significant changes to legal regulations and requirements in Germany.
Ad hoc reporting to the legal department in the event of significant changes.
Preparation of a quarterly report with an overview of the significant updates and To Do`s
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If you are under 16 and wish to give consent to optional services, you must ask your legal guardians for permission. We use cookies and other technologies on our website. Some of them are essential, while others help us to improve this website and your experience. Personal data may be processed (e.g. IP addresses), for example for personalized ads and content or ad and content measurement. You can find more information about the use of your data in our privacy policy. Some services process personal data in the USA. With your consent to use these services, you also consent to the processing of your data in the USA pursuant to Art. 49 (1) lit. a GDPR. The ECJ classifies the USA as a country with insufficient data protection according to EU standards. For example, there is a risk that U.S. authorities will process personal data in surveillance programs without any existing possibility of legal action for Europeans. Here you will find an overview of all cookies used. You can give your consent to whole categories or display further information and select certain cookies.