HIT THE GROUND RUNNING IN GERMANY – OUTSOURCING WpHG COMPLIANCE OFFICER to Germany
We offer outsourcing solutions for the WpHG compliance officer. We take on the following tasks for the establishment of an audit-proof compliance management:
To ensure sufficient compliance management, the following 15 compliance obligations must be implemented:
We act as Compliance Officers for securities institutions in accordance with the WpIG (IFR/IFD).
Identification of significant changes to legal regulations and requirements in Germany.
Ad hoc reporting to the legal department in the event of significant changes.
Preparation of a quarterly report with an overview of the significant updates and To Do`s