EA05 Online Training Minimum Requirements for Risk Management

Minimum Requirements for Risk Management 

Target audience:

  • board members and managing directors of banks
  • financial service providers
  • leasing and factoring companies
  • executives and specialists from the areas of treasury and risk controlling.

805,-€

Plus 19% VAT.
    • Fit & Proper with the S+P Certificate of Expertise.

  • Significant innovations of the MaRisk 2021

  • New tasks for the MaRisk functions

  • Agile risk management in the Credit business

Program: Minimum Requirements for Risk Management

  • 9.15 am – 2.00 pm

    Major innovations of MaRisk 2021


    Online Training Minimum Requirements for Risk Management 2021

    • Quantitative and qualitative assessment of material positions and risks
    • New NPL guidelines + New threshold of 5%
    • AT 4.2: Stricter requirements for the strategy for non-performing risk positions
    • AT 4.1 new: Risk-bearing capacity and dovetailing with strategies

    New tasks for the risk management functions


    AT 4.4.1: Expansion of tasks for the risk controlling function


    AT 4.4.2: New requirements for the formation of a compliance unit


    Risk management and risk controlling processes for IT risks


    Outsourcing controlling: use of key performance indicators and Key Risk Indicators


    AT 7.3: New version of the emergency management module


S+P Tool Box

  • S+P Check: Implementation of the most important MaRisk regulations

  • Guide for the proper business organisation
    (approx. 50 pages)

  • S+P Check: Reporting-relevant Requirements AT 4.1 and AT 4.2

  • 2.00 pm – 5.00 pm

    Agile risk management in the lending business


    MaRisk BTO 1.2.4: Intensive Supervision

    • Criteria for the transition into intensive servicing
    • Consideration of concessions in favour of the borrower (“Forbearance”)

    MaRisk BTO 1.2.5: Treatment of problem loans

    • Criteria for the transition into problem loan processing
    • Review of non-standardised contracts in restructuring cases
    • Voting in the case of restructuring loans and exposures in wind-down portfolios

    MaRisk BTO 1.3: Early risk identification in the lending business

    • Internal information from the business relationship
    • Targeted use of external information sources
    • Risk classification procedures and early detection of risks

Online Training Minimum Requirements for Risk Management
Online Training Minimum Requirements for Risk Management